Senior Internal Auditor, Associate- Commercial Investment Banking

This role offers you exposure to senior executives outside of Internal Audit and across the firm!

As a Senior Internal Auditor, Associate in Commercial Investment Banking, you will be involved in all stages of the audit lifecycle.

You will manage a coverage program over the Commercial and Investment Bank's financial controls that ensures the integrity of financial statements.

It also ensures compliance with external/regulatory reporting requirements, adherence to accounting standards, and adequacy of inputs into capital planning processes.

Last you will ensure accuracy of management, legal entity, and liquidity reporting.

Job responsibilities


* Plan, execute and document risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure while ensuring audits are completed timely and within budget


* Work closely with global Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders


* Recognize the confidential nature of Internal Audit communications and access to information; you must be disciplined in protecting the confidentiality and security of information in accordance with firm policy


* Partner with stakeholders, business management, other control groups, external auditors, and regulators establishing strong working relationships while maintaining independence


* Finalize audit findings and use judgment to provide an overall opinion on the control environment through developing recommendations to better internal controls


* Take ownership of self-development, including all assignments, to prepare for greater responsibilities and career development, and take initiative to seek out opportunity for continued learning


* Stay up to date with industry trends to identify opportunities for game changing innovations or strategic partnerships

Required qualifications, capabilities and skills


* 5+ years of internal or external auditing or operational risk experience, could be in combination with relevant business experience


* Bachelor's degree


* Experience with internal audit methodology and applying concepts in audit delivery and execution


* Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner


* Great interpersonal and influencing skills, with the ability to establish credibility and create partnerships with senior business and control partners


* Advanced analytical skills particularly in regard to assessing the probability and impact of an internal control weakness


* Adaptable to changing business priorities and ability to multitask in a constantly changing environment

Preferred qualifications, capabilities and skills


* CPA


* Prior experience with Big 4 accounting firm and/or intern...