Compliance, Conduct, Operational Risk (CCOR) Vice President - Corporate Functions - Regulation W and
Bring your expertise to JPMorgan Chase.
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient.
You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.
Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
As a Compliance, Conduct, Operational Risk (CCOR) Operational Risk Management Vice President, you will join a team of compliance and risk professionals from a diverse range of backgrounds and experience who collectively ensure that the Firm's Compliance, Conduct & Operational Risk (CCOR) Framework is implemented and functions effectively.
You will have specialized knowledge and experience in Regulation W who can effectively serve as the second line challenger of compliance risk assessments in order to be in compliance with laws, rules and regulations.
Additionally, you will also act as second line of defense coverage for the Corporate Responsibility, Morgan Health, Corporate Control Management organizations within Corporate Functions.
To be successful in this role, you will require the necessary knowledge and experience in Regulation W as well as have a background in either Risk Management or Audit practices.
Job Responsibilities
* Serve as a primary point of contact for delivery of the Firm's Compliance & Operational Risk Program specific to the Regulation W Horizontal, Corporate Responsibility and Control Management functions.
* Provide Compliance and Operational Risk Management oversight and independent challenge of changes to business processes, risks and controls that result from industry, regulatory, business decisions and/or strategic initiatives.
* Develop and present quarterly control committee materials
* Perform other independent assessment(s) leveraging the CCOR framework (e.g., annual Compliance Risk Assessments, Compliance and Operational Risk Summary, Material Risk Inventory, etc.)
* Perform the independent challenge and review of Regulation W Compliance Risk Assessment inclusive of identifying firmwide substantiative test activities
* Propose annual substantive testing activities to be executed by Testing Center of Excellence, and propose Targeted Reviews and other monitoring activities executed by team, etc.)
* Analyze compliance and operational risks as it relates to business processes, and present challenge to the business as appropriate.
* Provide guidance and advice to coverage areas on corporate policies, industry developments and rulemaking applicability to the function
* Work closely with first, second and third lines of defenses to strengthen the compliance and operational risk environment of the firm.
* Assist in regulatory reviews and exams, audits, and other inqui...
- Rate: Not Specified
- Location: Newark, US-DE
- Type: Permanent
- Industry: Finance
- Recruiter: JPMorgan Chase Bank, N.A.
- Contact: Not Specified
- Email: to view click here
- Reference: 210573000
- Posted: 2024-11-09 07:37:43 -
- View all Jobs from JPMorgan Chase Bank, N.A.
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