Compliance Risk Management Lead - Vice President

Bring your expertise to JPMorgan Chase.

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient.

You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.

Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Compliance Risk Management Lead within the Compliance, Conduct and Operational Risk (CCOR) organization, you will be joining a team of professionals from a diverse range of backgrounds and experience as part of the Second Line of Defense (2LOD) who collectively ensure the firm's compliance framework is implemented and functions effectively.

The firm's Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm's needs.

Their diverse mandate means they also provide input on new business strategies, products, policies, procedures, training, operational processes, risk mitigation and control.

The role will focus on providing Compliance support for the firm's J.P.

Morgan Wealth Management (JPMWM) organization, specifically the J.P.

Morgan Self-Directed Investing online brokerage platform and associated product areas.

The role is highly visible to senior management and offers the opportunity to work with key stakeholders including the business, Legal, Risk, Control Management, Technology, Internal Audit, Finance & Business Management and other control functions across the firm's JPMWM organization and other areas in JPMorgan Chase.

To be successful in this role, you will require knowledge of compliance within the financial industry, key compliance skills, familiarity with regulatory best practices along with an ability execute on a broad book of work including creation and oversight of compliance testing requirements.

Job Responsibilities


* Advise the JPMWM business on compliance aspects of new and existing products and services including but not limited to the firm's online investing platform, digital account opening, investment funding, margin and lending.


* Identify compliance and conduct risks inherent within JPMWM


* Act as independent second line of defense and challenge function to JPMWM, raising issues for the business to remediate through action plans and partnering with the business process owners in control design, control evaluation, and issue management of compliance and conduct risks.


* Collaborate with Legal, regulatory engagement, the business and other control functions to gather information and review responses to regulatory examinations, audits, investigations, inquiries, and other information requests.


* Work proactively with the business and control functions to maintain, enhance and de...