Associate Principal Analyst, Strategic Engagements & Publications - All FINRA Locations

The Associate Principal Analyst is responsible for supporting the Senior Director, Strategic Engagements and Publications by enabling cross collaboration and strategic planning for events and publications, acting as a point of contact for OSE engagement and publication coordination, including intake of potential Member Supervision external engagement opportunities and publication topics at a high level.

This role acts as a central coordinator for Member Supervision’s Office of Strategic Engagement (“OSE”) to enable point of contact management for Member Supervision external engagements and Member Supervision publications, aligning OSE’s publication topics and agenda to coincide with events that Member Supervision will be attending.

This role supports the Directors responsible for Engagements and Publications, bringing additional focus on overall engagement strategic planning to ensure timely coordination for execution of both areas.

Additionally, the Associate Principal Analyst will manage data gathering and reporting for OSE to ensure a centralized, consistent, and complete data repository to reflect Member Supervision’s external engagements and publication reporting, including engagement statistics and information for events and publications.

Essential Job Functions:

External Engagement Coordination:


* Track and coordinate engagements for Member Supervision to ensure that: (1) the events are vetted for OSE endorsement for engagement, (2) participants/ speakers are recommended and appointed by appropriate leadership (such as Strategic Advisors) and the chosen participant is informed and agrees to the event, (3)  the  participant has been provided the appropriate resources for a successful event, including talking points (coordinating talking point construction by gathering input from subject matter experts and providing draft talking points to OSE Directors and Leadership for review and feedback, (4) other coordination has been provided as needed with other teams.


* Act as the point person to manage the calendar of events for Member Supervision participation and ensure timely preparation.

Publication & Engagement Input:


* Proactively reach out, obtain, and review responses from senior leaders and stakeholders regarding publication topics, as well as external engagement opportunities.

Organizing these responses, the Analyst will work with the Directors responsible for Engagements and Publications to create schedule and strategy.

This process will help direct OSE with prioritizing Member Supervision external partner and organization engagement and events in which Member Supervision should participate.


* Coordinate with Director of publications to manage publication agenda, prioritization, and timing to best target events/ speaking opportunities that align with publication topics.

Engagement and Publication Data Steward:


* Responsible for organized and accurate logging of appropriate data points for OSE...