Internal Control/ Compliance Manager

ABOUT THE ROLE As part of the SANY Americas team, SANY Capital USA is seeking an experienced Internal Control / Compliance Manager to lead and strengthen the organization's compliance, enterprise risk management, internal control, and third-party risk management frameworks.

This role translates regulatory and business requirements into practical policies, controls, monitoring, testing, reporting, and remediation activities that support responsible growth.

The position works cross-functionally with business leaders, technology and cyber teams, auditors, service providers, and executive leadership to identify material risks, maintain effective controls, respond to regulatory change, and foster a culture of accountability, compliance, and risk mitigation.

With current revenues over $500 million, SANY America continues to make strong progress and significant investments in the Americas market; the organization is now pursuing an aggressive growth strategy and is looking to move quickly beyond this initial platform and increase market share.

KEY RESPONSIBILITIES Regulatory Compliance: Ensure compliance with applicable federal and state laws, regulations, regulatory guidance, and industry standards relevant to SANY Capital USA's financial services activities.

Internal Control Framework: Implement and maintain an internal control structure that formalizes processes and controls, clearly identifies activity flows and responsibilities, and establishes appropriate segregation of duties for conflicting activities.

Risk & Compliance Governance: Establish, review, maintain, and communicate Compliance, Enterprise Risk Management, Internal Control, and Third-Party Risk Management strategies, policies, standards, and procedures.

Risk and Controls Matrix: Formalize identified risks, risk factors, control activities, and risk measurements within the Risk and Controls Matrix.

Risk Tolerance Monitoring: Monitor compliance with established limits, objectives, and risk tolerances to maintain risk exposure within acceptable levels.

Regulatory Reporting: Coordinate the preparation and submission of required periodic and ad hoc reports to applicable regulatory or supervisory bodies in accordance with established requirements and timelines.

AML, Sanctions & Due Diligence: Support and oversee applicable U.S.

anti-money laundering, sanctions, customer due diligence, and related compliance requirements, including applicable Bank Secrecy Act/FinCEN and OFAC obligations based on SANY Capital USA's business activities.

Compliance Monitoring & Testing: Develop and execute risk-based compliance monitoring and testing to evaluate the effectiveness of policies, procedures, processes, and controls and identify deficiencies or emerging risks.

Regulatory Change Management: Monitor changes in applicable laws, regulations, and regulatory guidance; assess business impact and coordinate required updates to policies, processes, systems, and controls.

Audit & Examination Coordination: Se...