Senior Consultant - Capital Markets Surveillance Technology & Implementation

Senior Consultant - Capital Markets Surveillance Technology & Implementation

Our Enterprise Operations & Risk offering enables clients to achieve profitable growth and competitive advantage by optimizing "heart of the business" operations.

We leverage deep domain expertise to extend enterprise resilience, agility and remediation.

Our professionals address client needs which span the organization and impact strategy, operations, performance and reputation.

We assist clients with their 1st and 2nd lines of defense supervision and surveillance programs, focusing on risk areas of market abuse and manipulation, information barriers and conflicts of interest.

This includes assistance to design, implement, and manage systems and processes to detect and prevent market abuse, insider trading, and other trading anomalies.

This role combines regulatory knowledge, analytical skills, and technology expertise.

Work you'll do

Our practitioners work on complex trade surveillance transformation programs that help clients design, implement, enhance, and optimize systems and processes used to detect market abuse, insider trading, and other trading anomalies.

This role combines capital markets knowledge, surveillance expertise, data analysis, and implementation experience across surveillance platforms, trading data, and regulatory workflows.

The candidate's experience with surveillance technology, configuration, data models, and implementation delivery will be critical to helping clients modernize controls and scale surveillance capabilities.

As a Senior Consultant, you will have opportunities to:



* Serve as a client-facing workstream lead on trade surveillance technology engagements, including implementation, enhancement, configuration, and optimization activities


* Support the development of work products across the implementation lifecycle, including requirements gathering, process design, data mapping, configuration, testing, and deployment support


* Advise clients on trade surveillance platform capabilities, alert logic, surveillance workflows, and control framework enhancements


* Work with trading and market data using SQL, Python, Databricks, Informatica, or similar tools to support analytics, validation, reconciliation, and issue investigation


* Translate trading workflows, order and execution data, FIX messages, and market structure requirements into business and functional requirements for surveillance technology solutions


* Support implementation and enhancement efforts involving surveillance platforms such as Nasdaq SMARTS, TradingHub, and similar trade surveillance technologies


* Identify business, operational, regulatory, data, and technology risks associated with surveillance processes and platform implementations, and support development of mitigation strategies


* Contribute to internal initiatives, practice development, and business development efforts related to surveillance technology, product imple...