Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)

Are you an experienced analyst who is detail oriented and possesses strong process improvement, critical thinking, and interpersonal skills? Do you have experience with internal compliance monitoring systems and data feed processing? Do you enjoy working with customers to answer their questions?

We are seeking Services Associate who will be responsible for monitoring brokerage account compliance for approximately 75K professionals and the daily import of 20+ broker dealer files into Deloitte's Independence monitoring system called the Tracking & Trading System.

The ideal candidate will be a strong problem solver, with a solid working knowledge of various financial instruments/markets, have a background or interest in compliance and will strive to provide exceptional quality and superior customer service.

Recruiting for this role ends on 07/24/2026.

Work you'll do

As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will:


* Work closely with outside brokerage firms and Deloitte professionals to support brokerage account compliance activities



* Gain a robust knowledge of Deloitte policies to provide guidance to professionals, resolve customer inquiries, evaluate risk, and determine the permissibility of financial relationships



* Assist partners and employees in understanding compliance requirements for personal financial relationships, with a focus on brokerage accounts



* Research financial products and support decisions on how those products should be monitored within the Tracking & Trading System



* Work with Deloitte professionals to support accurate reporting of financial relationships in internal systems and provide guidance on brokerage account transfers

A successful candidate would possess these skills:


* Ability to work independently and collaborate as part of a team



* Effective written and verbal communication skills



* Meticulous attention to detail and quality of work product



* Ability to build and sustain professional relationships



* Ability to lead projects or workstreams



* Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment



* Strong interpersonal skills and professional demeanor



* Ability to meet deadlines



* Ability to provide clear guidance to others

The team

Risk & Brand Protection (R&BP)

At Deloitte, we are stewards of reputation - ours and our clients.

That's why we foster a culture that protects, preserves, and enhances our reputation.

With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.

Independence & Conflicts Network

The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from co...