Manager, Compliance

Join a great place to work with MissionSquare, a financial services corporation with approximately $79 billion in assets under management and administration and over 600 employees.

Founded in 1972, MissionSquare is dedicated to the retirement needs of public sector employees.

We focus on delivering results-oriented retirement and retiree health savings plans, education, investment options, personalized guidance, and related services to public sector participants in more than 9,200 plans and nearly 2 million participant accounts.

We strive to make the administration of retirement programs as easy and cost-effective as possible.

We have an extraordinary talent base and invite you to consider joining MissionSquare.

$95,700.00 - $148,340.00

Reporting to the Deputy Chief Compliance Officer, the Manager, Compliance provides day‑to‑day oversight of assigned compliance activities and supports the execution of the firm's compliance program.

The role manages a team responsible for testing and monitoring, policy maintenance, marketing and communications reviews, issues management, regulatory requests, and overall operational support.

The position operates within a standardized team structure that allows Managers to be assigned to any of the compliance groups based on business needs.

Essential Functions for this role include:



* Plan and prioritize daily and weekly work across the team to ensure service standards, turnaround expectations, and regulatory requirements are met.


* Oversee execution of the compliance testing and monitoring program, including review of workpapers, evaluation of exceptions, and delivery of clear written reports.


* Maintain assigned policies and procedures, ensuring timely updates, version control, approvals, and firm‑wide communication.


* Review marketing, advertising, client communications, and related materials for regulatory compliance using established processes and criteria.


* Coordinate regulatory exams, inquiries, and document requests, including organization of evidence, drafting responses, and supporting meetings with regulators.


* Manage the issues lifecycle, from identification and documentation through remediation, validation, and closure.


* Provide coaching, feedback, and performance support to the Compliance Officer and Compliance Analyst to ensure consistent quality and development.


* Partner with business units to integrate compliance requirements into new processes, initiatives, and service models; support updates to documentation and training as needed.


* Prepare status updates, risk insights, and summary materials for senior leadership.


* Provide coverage for other Compliance Managers during peak periods or absences to maintain continuity of operations.


* Perform other duties as assigned.

If you have the following skills, we encourage you to apply:



* Bachelor's Degree,


* Minimum 5 years of broker-dealer and investment adviser complianc...