J.P. Morgan Wealth Management - Vice President Annuity Supervisory Team Manager - Columbus, OH Tempe

Join a high-impact supervision team that protects clients while enabling growth.

In this leadership role, you will guide a team that reviews the suitability of complex annuity and insurance products and drives high-stakes decisions with urgency You'll tackle complex, high-risk escalations from end to end and work directly with field and executive stakeholders to reach timely, well-supported outcomes You'll also coach and develop talent, strengthen supervisory processes, and champion continuous improvement across a dynamic, evolving environment If you thrive on responsibility, collaboration, and meaningful impact, this is your opportunity.

As a Vice President, Annuity Supervisory Team Manager in the Supervisory Management Team, you lead a team of Registered Principals to review suitability for annuity and insurance products, manage complex escalations end to end, and partner with stakeholders across the field and executive levels to resolve exceptions with urgency You will coach and develop employees, deliver training for new hires, and drive process improvements that enhance risk management and operational outcomes in a dynamic environment

Job responsibilities


* Lead and coach a team of Registered Principals conducting suitability reviews for annuity and insurance products, including variable, fixed, and index annuities


* Manage complex, high-risk escalations end to end with outreach to field and executive stakeholders to drive timely resolution


* Drive daily workflow with urgency to meet service volumes and supervisory deadlines


* Escalate supervisory issues and recommend appropriate actions grounded in policy and risk considerations


* Partner with Supervisory Managers and registered personnel in the field to resolve exceptions efficiently and consistently


* Deliver training and onboarding for newly hired team members to build supervisory capability and consistency of decisions


* Identify trends, implement process improvements, and help drive change that elevates controls and client outcomes


* Influence and align stakeholders by clearly articulating issues, options, and final resolutions across supervision and the field


* Recruit, hire, develop, and coach employees to meet business objectives and foster a strong team culture


* Execute project work and additional tasks assigned by Central Supervision Management to support firm-wide priorities and controls


* Perform appropriateness reviews on an exception basis for transactions and annuity or life insurance applications submitted by Financial Advisors to ensure suitability and compliance with firm policy

Required qualifications, capabilities, and skills.


* 7+ years of experience in the securities or investment industry, with strong knowledge of industry rules, regulations, and guidelines


* Minimum licensing requirement: FINRA Series 7 and one or more of the following licenses: FINRA Series 66 (63/65), 9/10 (4,24,53).

Additional...