Compliance Risk Management Lead - Vice President

Bring your expertise to JPMorgan Chase.

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient.

You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers and communities.

Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Compliance Vice President covering the F utures, Options on Futures (F&O) and cleared swaps business of the Futures Commission Merchant (FCM) , you will provide regulatory compliance guidance on Commodity Futures Trading Commission (CFTC), National Futures Association (NFA) and exchange rules and regulations, supporting the FCM's F&O agency execution and Clearing businesses, along with adjacent functions such as operations, finance, and controls.

You will also work closely with other lines of business across the firm on cross-product initiatives.

In addition, you will partner with other Compliance and Legal teams on assessing and measuring compliance and related risks and developing common standards and practices.

Job Responsibilities


* Assist in creating and preparing the FCM Annual Chief Compliance Officer Report.


* Create, update and maintain Compliance policies, bulletins and manuals on an ongoing basis.


* Provide day-to-day guidance on execution, and sales practices, registrations/licensing, supervisory duties, conflicts, regulatory reporting obligations, operational matters, and other general FCM regulatory requirements.


* Partner with colleagues in the Legal Department on rule interpretations, analyzing the impact of new regulations, and assist the FCM in implementing such rules and regulations.


* Review new and amended business and customer initiatives for compliance with regulatory requirements.


* Perform compliance reviews and risk assessments, advice on development and implementation of enhanced controls.


* Develop and conduct ad hoc, ongoing, and annual training.


* Establish and maintain open and effective relationships with regulators including the CFTC, NFA, exchanges, clearinghouses and other regulators.


* Assist in preparing information and responses to regulatory examinations, investigations, inquiries, and data and information requests.


* Participate in relevant industry association committees and initiatives.


* Attend business meetings and control forums.

Required qualifications, capabilities, and skills


* Experience in drafting compliance policies, bulletins, and manuals.


* Comprehensive understanding of exchanges, clearinghouses, and marketplaces.


* Strong interpersonal and influencing skills.


* Proven ability to communicate effectively at all levels both verbally and in writing.


* Capable of operating comfortably within a complex organ...