Risk Management - Control Manager - Vice President

As a Risk Control Manager Vice President, you will play a crucial role in overseeing and executing the control environment for Asset and Wealth Management Risk.

You will engage with global business partners and stakeholders to drive early identification and assessment of operational risks, promote the design and evaluation of effective controls, and implement sustainable processes to maintain a strong control environment.

Job Responsibilities


* Lead and support the execution of the Control and Operational Risk Evaluation framework by participating in process analysis to assess the function's risk and control environment, identify control deficiencies, understand their root causes, and review remediation actions.


* Verify that controls are properly designed, operating effectively, and essential to a proactive risk and control culture.


* Perform ongoing analysis of risk and control program data (e.g., KRIs/KPIs) to identify and resolve issues.


* Develop corrective action plans with functional partners to address control deficiencies, oversee timely milestone completion, and perform validation reviews.


* Administer processes, risks, controls, issues, and action plans in the Firm's system of record (Compliance and Operational Risk Evaluation (CORE)).


* Facilitate Process Annual Reviews and manage changes in the Compliance and Operational Risk Evaluation Application.


* Assess the impact of new or updated internal policies, standards, procedures, and technology solutions to understand process changes and verify compliance with evolving control requirements.


* Lead assigned initiatives, including research, deep dive analyses, hygiene reporting, and legal obligation/compliance group mapping.


* Lead review preparation and remediation efforts for Regulatory, Second Line, and Internal Audit exams/reviews, providing control oversight and guidance to business partners.


* Partner across multiple corporate functions and 1LOD Control Organizations as required (CCOR, Legal, Central Program Team).


* Support meeting administration (e.g., Control Sub-Committees and CRO Control Updates), including producing and distributing materials, quality review of data, managing invitations, and tracking new/open items to completion.

Required Qualifications, Skills and Capabilities


* Bachelor's degree or equivalent experience.


* 7+ years of professional experience in Control Management, Audit, Risk Management, Compliance, Finance, Operations, or a related field.


* Demonstrate confident leadership with sound judgment, including the ability to multi-task, work well under pressure with commitment to deliver under tight deadlines.


* Robust analytical, problem-solving, and organizational and project management skills with keen attention to detail.


* High degree of initiative and self-direction - adaptable to shifting priorities; manages competing priorities to achieve the most effective result and ab...