Internal Audit Executive Director - Commercial & Investment Banking Technology

As an Audit Director within the Commercial & Investment Banking Technology Audit team, you will be responsible for managing and leading Technology Audit's coverage of Commercial & Investment Banking line of business specifically Commercial & Investment Banking Chief Data and Analytics Office and Securities Services Technology.

This will include management of audit execution, validation of audit issues, regulatory coordination and completion of continuous monitoring activities including stakeholder management.

The Commercial & Investment Banking Audit team is responsible for assessing the adequacy of the control environments, which includes Global Banking, Markets, Payments and Securities Services.

This is achieved through a program of audit coverage, which is performed and managed by a global team of integrated technology and financial business audit specialists.

Job responsibilities


* Manage large and complex audit deliverables from planning to reporting, and produce quality deliverables to both department and professional standards.


* Review audit work in accordance with department and professional standards, and complete assignments in an efficient manner.


* Oversee all aspects of audits including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow up and verification of issue closure.


* Finalize and communicate audit findings and use judgment to provide an overall opinion on the control environment.


* Build and maintain relationships with Markets technology senior stakeholders, establishing a culture of engagement whilst adding value.


* Actively participate in key governance forums to provide independent challenge to management on control matters.


* Understand the stakeholder priorities and provide independent feedback on control enhancements/implementation.


* Effectively manage and lead the Audit team, performing timely review of work performed and providing honest and constructive feedback to proactively manage performance and enhance skills across the team.

Understand the team's strengths and areas of development and guide the team in achieving their individual goals whilst giving them opportunities to enhance their skills.


* Prioritizing diversity & inclusion and fostering feedback by providing and soliciting timely, actionable feedback to help each team member improve and grow.


* Work closely with business and technology audit colleagues to ensure that key risks are identified and assessed in the program of audit coverage.


* Manage regulatory coordination for technology areas especially during regulatory examinations and other activities.

Required qualifications, capabilities and skills


* 10+ years of internal or external technology auditing experience.


* Bachelor's degree (or relevant financial services experience).


* Solid understanding of coding, data analytics and/or distributed technologies and internal control con...