Tech Risk and Controls Senior Associate - Control Tester

Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy.

As a Tech Risk & Controls Senior Associate in Corporate Technology and Control Testing, you will contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards.

Leverage your broad knowledge in risk management principles and practices to assess and monitor risks and implement effective controls.

Your role in risk identification, control evaluation, and security governance is crucial in advising on complex situations and enhancing the firm's risk posture.

Through collaboration and analytical skills, you will contribute to the overall success of the Technology Risk & Services team and ensure compliance with regulatory obligations and industry standards.

Job responsibilities


* Lead comprehensive control evaluations and substantive testing to independently assess the design and effectiveness of controls within Global Technology.

Ensure compliance with internal policies, procedures, and external laws, rules, and regulations, while identifying necessary remediation actions.

This includes developing and executing testing procedures, meticulously documenting results, drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports.


* Foster collaboration with Compliance and Operational Risk Officers on various engagements.

This includes developing detailed test scripts, facilitating issue discussions, participating in business meetings, and drafting comprehensive final reports to ensure alignment and clarity.


* Utilize advanced critical thinking skills to apply substantive testing techniques, thoroughly evaluating the effectiveness of high-risk business processes and identifying potential areas for improvement.


* Proactively assess and monitor risks, ensuring adherence to firm standards, regulatory requirements, and industry best practices.

Implement strategies to mitigate identified risks effectively.


* Collaborate with cross-functional teams and stakeholders to support the design and effectiveness of controls.

Drive initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application.


* Develop and execute robust control test scripts aimed at identifying control weaknesses, determining root causes, and recommending practical solutions to enhance operational efficiency and control effectiveness.


* Document test steps and results in a comprehensive and organized manner, ensuring sufficient support and justification for testing conclusions.

Maintain a high standard of documentation to facilitate transparency and accountability.


* Lead meetings with business owners at various management levels, delivering testing results and supporting sustain...