Control Manager - Chief Data & Analytics Office

Working in partnership with the wider Control Management team and Data & Analytics (D&A), business/control partners play a significant role in effectively managing the overall operational risk environment for D&A products and platforms.

As an Control Manager Vice President within the Chief Data & Analytics Office (CDAO) Product & Platform, you will oversee D&A product management related risk and controls and ensure adherence with the firm's Compliance & Operational Risk Evaluation (CORE) Program.

Your responsibilities will include ensuring the D&A Products and platforms follow appropriate product management practices, managing the relevant Risk Assessment Structures (RAS) in CORE system, ensuring compliance with the firm's Policies and Standards, and supporting the Data & Analytics Control Manager community of practice.

Job responsibilities


* Review relevant Artificial Intelligence (AI) and Data Governance Standards and partner with business partners, Data and AI Control management teams to ensure appropriate controls are integrated and tested within the product delivery roadmap


* Complete relevant assessments in partnership with the wider control management and business teams as needed (Ex.

Operational Risk Summaries, Regulatory Topic assessment, Residual Risk view)


* Ensure key controls described in relevant Standards and Policies are reflected in CORE content, and where appropriate, across LOB/CFs - leveraging strong knowledge of the CORE platform


* Support mapping and gap assessment of current state controls with industry frameworks such as NIST and/or regulatory requirements


* Review reporting and key metrics to proactively identify emerging risks or themes; partner with the business partners to enhance metrics being gathered to monitor standards-adherence as well as emerging risk detection


* Support Chief Data & Analytics Office (CDAO) control management priorities as necessary, including reviewing materials/responses to regulatory queries and meetings


* Partner with Line of Defense Partners (Legal, Compliance, Op Risk, and Audit) to understand their priorities and engage them as appropriate to manage the control environment, while ensuring successful Compliance/Op Risk tests and Audits, and Regulatory exams as applicable


* Lead by example, with exemplary personal and professional attributes.

Inspire confidence in staff as well as key business and control partners

Required qualifications, capabilities and skills


* 7+ years of financial services experience in controls, information security, audit, quality assurance, risk management, or compliance


* Bachelor's degree or equivalent experience required


* Experience working with the product management lifecycle controls for software delivery


* Ability to review business requirements and interpreting them to identify control requirements that should be automated via technology solutions


* Sound judgement in assessing risk, pri...