Control Manager, Senior Associate

We are seeking a self-motivated and inquisitive Control Manager - Senior Associate to join our Firmwide Control Management team.

This role is ideal for someone who is organized and skilled at navigating diverse topics while maintaining a clear focus on priorities.

You will play a pivotal role in sustaining a strong control environment across the organization.

As a Control Manager - Senior Associate within the firmwide Control Management team, you will collaborate closely with fellow firmwide Control Management team members and engage with peers across various line of business/corporate function control teams, compliance, risk, and audit functions to maintain and drive a robust and consistent control environment.

Your responsibilities will include supporting the end-to-end execution of compliance and operational risk assessments (risk and control self-assessments), addressing control breaks, managing issues to resolution, and implementing processes to ensure compliance with internal policies and standards.

Job Responsibilities


* Collaborate with stakeholders to conduct an end-to-end analysis of the organization's compliance and operational risk and control environment to identify significant gaps/weaknesses and determine root causes


* Ensure that controls are well designed and operating effectively, to foster a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols


* Perform ongoing analysis of program related data (e.g., KRI/KPI) and develop ad-hoc reports as requested to support business-related programs and strategies


* Assist with development of compliance and operational risk documentation through participation in end-to-end process walkthroughs and deep dives with process owners


* Partner effectively with colleagues across the firm, central Control Management, LOB/CF control teams, compliance, risk and audit to deliver consistent and rigorous operational risk practices and control programs, including issue management, regulatory issue closure prep, control design and effectiveness evaluation/testing, quality assurance error remediation


* Support central Control Management to create best practice solutions for process and control enhancements, providing expertise in risk/controls and developing corrective action plans


* Work closely with LOB/CF Control Management teams to provide guidance and direction on adherence to defined standards and implement program enhancements


* Work closely with owners of Control Management policies, standards, and procedures to drive adherence to firmwide policy, standard and procedure requirements

Required qualifications, capabilities and skills


* Bachelor's degree or equivalent experience required


* 7+ years of financial service experience in controls, audit, quality assurance, risk management, or compliance preferred


* Proficient knowledge of control and risk management concepts with the ab...