Investment Compliance Engagement Lead

Are you passionate about Investment Compliance and driven to ensure clients experience best in class service? Are you enthusiastic about change and maximizing opportunities to improve? If so, then this position may be the right one for you!

As an Engagement Lead within the Investment Compliance team, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet flexible environment.

In this dynamic and evolving space, you will be responsible for delivering best in class data solutions to our institutional clients, adapting to evolving regulations and influencing the global regulatory framework that supports our products.

You will act as a senior contact for clients covering all items of their service, including meetings, adoption of best practice and escalations.

Job responsibilities:


* Manage and impact critical relationships.

Senior Client Facing Presence.


* Identify engagement gaps across clients, then design, plan and execute strategies through to completion.


* Work closely with Product partners and the Operations team(s) on the development agenda, regulation updates and designing communication materials for our client base.


* Design and run client engagement agenda


* Own specific client relationships from an Operational perspective, as required, ensuring stakeholders have the right level of attention and engagement.


* Maintain a thorough understanding of industry, market and regulatory developments related to all regulatory reporting, engagement and disclosure requirements for asset owners and asset managers


* Provide compliance-related guidance and regulatory expertise to clients.


* Assist the Operations team with client management/engagement to maximize the use of functionality within the product


* Partner with Client Service to help change client behavior where required and act as senior escalation contact for client relationships


* Participate in RFPs, attend client service review meetings and calls

Required qualifications, capabilities, and skills:


* Experience in Post Trade Investment Compliance with an expertise in rule interpretation and coding


* Project management skills


* Strong knowledge of the 40Act, IRS, UCITS, AIFMD, TCFD, SFDR, along with an overall understanding of regulations relating to pension plans, adviser and mutual funds


* Strong Client Service/Client Management skills for large and complex Asset Managers / Owners and/or Investment Advisors


* Strong financial instrument knowledge including an understanding of Fixed Income, Equity markets and Derivatives exposure calculations including OTC Swaps and currency overlay strategies


* Experience in working with and communicating to senior investment and compliance professionals


* Experience with Investment Compliance systems such as TRAC, Charles River


* Strong analytical and problem-solving skills including taking the initiative to drive change and enhan...