Regulatory Relations

Regulatory Relations – MUSO Regulatory Affairs Group

About the Team

The Mizuho U.S.

Operations (“MUSO”) Regulatory Affairs Group is responsible for managing the Bank’s regulatory relationships and engagement across MUSO.The group is responsible for managing regulatory examinations, reviews, continuous monitoring, inquiries, regulatory change management, firmwide regulatory projects and other regulatory-related matters.

Regulatory Affairs Group also performs oversight and management of the regulatory issues to ensure all regulatory issues are properly evaluated, managed, addressed, and validated. 

Summary

The Regulatory Relations Team is seeking a Director to primarily lead and coordinate supervisory examinations, routine continuous monitoring meetings and other regulatory interactions.

The Director will also manage the oversight of regulatory remediation program and associated reporting to senior management and regulators.

The Director will liaise and collaborate with relevant, firm-wide stakeholders to ensure regulatory deliverables are comprehensively addressed in a timely manner. The Director will support the development of junior members of the team.

Responsibilities


* Lead Supervisory Examinations and Routine Continuous Monitoring Activities:



* Manage internal coordination of interactions with U.S.

prudential and securities regulators and Japanese regulators.


* Manage supervisory examinations as a central contact for business and control functions.

Responsibilities include, but not limited to, drafting of regulatory responses with stakeholders, development of regulatory meeting presentation materials and meeting minutes, providing guidance on regulatory interactions and tracking regulatory requests and firm’s responses.


* Maintain and enhance governance documents related to supervisory examination.



* Lead in the Management of the Remediation Program Framework:


* Manage various remediation workstreams to support the firmwide regulatory remediation program.


* Manage remediation oversight as a central contract for business and control functions.

Responsibilities include, but not limited to, drafting of Management Response Letter and remediation plan with stakeholders, development of regulatory meeting presentation materials and minutes, tracking and monitoring of remediation actions committed to regulators.


* Facilitate escalation and resolution of any material issues, delays or stakeholder conflicts related to remediation.


* Support the monthly Regulatory Remediation Oversight Committee, including development of meeting materials and minutes.


* Managethe development of other reporting and presentations for various internal committees and senior management.


* Maintain and enhance governance documents related to remediation program.


* Maintain and enhance data integrity related to regulatory commitments within the firm’s GRC tool.



* Enhance Regulatory Aware...