Compliance Risk Management Lead - Vice President

Bring your expertise to JPMorgan Chase.

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient.

You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.

Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Compliance Risk Management Lead supporting the J.P.

Morgan Wealth Management's Solutions Compliance Group, you will need to be an experienced compliance professional where you will be part of an innovative and talented team supporting the Global Private Bank's Solutions business.

Compliance professionals with product, operational and regulatory knowledge with investment management programs will be expected to strategically partner with the business and other control functions to ensure that practices, processes, controls, products and services are in compliance with all applicable laws, rules and regulations.

You will be expected to liaise with Business Management, Legal, Risk, and Controls Management teams to provide ongoing compliance advice on regulatory matters and compliance risk for both existing and the development of new investment management products, platforms and services.

You will be responsible for related policies, risk assessments, monitoring and testing, critical challenge and monitoring new laws and regulations.

You will need to possess a strong knowledge of managed account product and services, including mutual funds, SMAs, ETFs, hedge funds, private equity, and structured products, and related offering materials, on-boarding processes and marketing regulations are also critically important to the role.

Additionally, you will be expected to identify compliance-related risks and measure the sufficiency of controls while providing on-going advice to line of business partners.

Job Responsibilities


* Co-Lead the Managed Solutions, Managed Platforms and Solutions Product Development teams providing advice, guidance and oversight on a broad array of laws, rules and regulations related to investment management products and services


* Advise the business on integrating compliance requirements into line of business procedures, controls and training


* Conduct on-going challenge to business risk assessment, administer monitoring, maintain Compliance policies, provide marketing and training review, and help design testing plan for assigned areas of responsibility


* Evaluate processes, controls and risks, identify concerns and control issues, propose thoughtful solutions and help ensure stakeholders appropriately implement corrective actions


* Work with the business, control partners and Legal to monitor and assess the business impact of new investment management related laws and regulations, and enforcem...